SEC Form 4 · accession 0001209191-16-141452
URBAN OUTFITTERS INC · URBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W. McCreight
Officer — President, URBN
Period of report
Sep 12, 2016
Accepted (ET)
Sep 14, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 12, 2016 | M | 50,000 | $26.85 | A | 133,912 | D | |
| Common SharesF1 | Sep 12, 2016 | D | 36,611 | $36.67 | D | 97,301 | D | |
| Common SharesF2 | Sep 12, 2016 | F | 6,559 | $36.67 | D | 90,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $26.85 | Sep 12, 2016 | M | 50,000 | D | Nov 15, 2012 | Nov 14, 2019 | Common Shares | 50,000 | 0 | D |
Explanation of responses
- F1Reflects the number of common shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right ("SAR").
- F2Reflects the number of common shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled SAR.
- F3The SAR became fully vested on November 15, 2015.