SEC Form 4 · accession 0001209191-16-138360
URBAN OUTFITTERS INC · URBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Conforti
Officer — Chief Financial Officer
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares | Aug 19, 2016 | M | 4,000 | $31.77 | A | 4,000 | D | |
| Common sharesF1 | Aug 19, 2016 | S | 4,000 | $37.42 | D | 0 | D | |
| Common shares | holding | — | — | — | 480 | I | By Profit Sharing Fund (401(k) Plan) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options - right to buyF2 | $31.77 | Aug 19, 2016 | M | 4,000 | D | Aug 26, 2010 | Aug 25, 2016 | Common shares | 4,000 | 0 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received were $37.425 and $37.422. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- F2Vested 20% per year over a five year period beginning one year from August 26, 2009, the date of grant.