SEC Form 4 · accession 0001209191-15-026611
URBAN OUTFITTERS INC · URBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Calvin Hollinger
Officer — Chief Administrative Officer
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 12, 2015 | M | 10,425 | $32.80 | A | 10,425 | D | |
| Common SharesF1 | Mar 12, 2015 | D | 7,794 | $43.875 | D | 2,631 | D | |
| Common SharesF2 | Mar 12, 2015 | F | 1,279 | $43.875 | D | 1,352 | D | |
| Common Shares | Mar 12, 2015 | M | 3,200 | $37.51 | A | 4,552 | D | |
| Common SharesF3 | Mar 12, 2015 | S | 3,200 | $43.767 | D | 1,352 | D | |
| Common Shares | Mar 12, 2015 | M | 12,000 | $31.77 | A | 13,352 | D | |
| Common SharesF4 | Mar 12, 2015 | S | 12,000 | $43.707 | D | 1,352 | D | |
| Common Shares | Mar 16, 2015 | S | 1,352 | $45.03 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF5 | $32.80 | Mar 12, 2015 | M | 10,425 | A | Sep 8, 2013 | Sep 7, 2018 | Common Shares | 10,425 | 3,475 | D |
| Employee Stock Options - right to buyF6 | $37.51 | Mar 12, 2015 | M | 3,200 | D | — | Aug 18, 2015 | Common Shares | 3,200 | 0 | D |
| Employee Stock Options - right to buyF7 | $31.77 | Mar 12, 2015 | M | 12,000 | D | — | Aug 25, 2016 | Common Shares | 12,000 | 0 | D |
Explanation of responses
- F1Reflects the number of common shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right ("SAR").
- F2Reflects the number of common shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled SAR.
- F3The price in Column 4 is a weighted average price. The prices actually received ranged from $43.74 to $43.79. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F4The price in Column 4 is a weighted average price. The prices actually received ranged from $43.70 to $43.74. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F5The SAR vests 50% on September 8, 2013, an additional 25% on September 8, 2014 and the remaining 25% on September 8, 2015.
- F6Vested 20% per year over a five year period beginning one year from August 19, 2008, the date of grant.
- F7Vested 20% per year over a five year period beginning one year from August 26, 2009, the date of grant.