SEC Form 4 · accession 0001209191-15-026610
URBAN OUTFITTERS INC · URBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tedford G Marlow
Officer — CEO, Urban Outfitters Group
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 12, 2015 | M | 300,000 | $28.49 | A | 303,310 | D | |
| Common SharesF1 | Mar 12, 2015 | D | 191,982 | $44.52 | D | 111,328 | D | |
| Common SharesF2 | Mar 12, 2015 | F | 49,186 | $44.52 | D | 62,142 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF3 | $28.49 | Mar 12, 2015 | M | 300,000 | D | Feb 21, 2013 | Feb 20, 2020 | Common Shares | 300,000 | 0 | D |
Explanation of responses
- F1Reflects the number of common shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right ("SAR").
- F2Reflects the number of common shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled SAR.
- F3The SAR vested 33.33% on February 21, 2013, 33.33% on February 21, 2014 and 33.34% on February 21, 2015.