SEC Form 4 · accession 0001209191-15-026609
URBAN OUTFITTERS INC · URBN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W. McCreight
Officer — CEO, Anthropologie Group
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 12, 2015 | M | 50,000 | $26.85 | A | 82,453 | D | |
| Common SharesF1 | Mar 12, 2015 | D | 30,155 | $44.52 | D | 52,298 | D | |
| Common SharesF2 | Mar 12, 2015 | F | 9,637 | $44.52 | D | 42,661 | D | |
| Common Shares | Mar 16, 2015 | S | 10,208 | $45.11 | D | 32,453 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF3 | $26.85 | Mar 12, 2015 | M | 50,000 | D | Nov 15, 2012 | Nov 14, 2019 | Common Shares | 50,000 | 50,000 | D |
Explanation of responses
- F1Reflects the number of common shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right ("SAR").
- F2Reflects the number of common shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled SAR.
- F3The SAR vests 25% on November 15, 2012, 25% on November 15, 2013, 25% on November 15, 2014 and the remaining 25% on November 15, 2015.