SEC Form 4 · accession 0000912603-18-000092
SCHNITZER STEEL INDUSTRIES, INC. · SCHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffery Dyck
Officer — SVP & Co-President, CSS
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 8:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 31, 2018 | A | 20,188 | $0.00 | A | 70,175 | D | |
| Class A Common Stock | Nov 1, 2018 | F | 10,101 | $26.90 | D | 60,074 | D | |
| Class A Common StockF3 | holding | — | — | — | 23,893 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are issuable as a result of satisfaction of performance goals for fiscal years 2016-2018 under a performance share award. Compensation Committee certification of the award payout level occurred on the transaction date.
- F2Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units.
- F3Shares are held by Jeffrey Dyck and Julie K. Dyck, Trustees of the Jeffrey Dyck and Julie K. Dyck Revocable Living Trust, under Trust Agreement dated March 31, 2014.