SEC Form 4 · accession 0000912603-16-000181
SCHNITZER STEEL INDUSTRIES, INC. · SCHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Carter
Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912603
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 11, 2016 | S | 22,301 | $13.0013 | D | 76,130 | D | |
| Class A Common StockF1 | holding | — | — | — | 1,500 | I | By Trust | |
| Class A Common StockF2 | holding | — | — | — | 4,000 | I | By Trust | |
| Class A Common StockF3 | holding | — | — | — | 10,000 | I | By Trust | |
| Class A Common StockF4 | holding | — | — | — | 10,000 | I | By Trust | |
| Class A Common StockF5 | holding | — | — | — | 10,000 | I | By Trust | |
| Class A Common StockF6 | holding | — | — | — | 2,436 | I | By Trust | |
| Class A Common StockF7 | holding | — | — | — | 10,000 | I | By Trust | |
| Class A Common StockF8 | holding | — | — | — | 10,000 | I | By Trust | |
| Class A Common StockF9 | holding | — | — | — | 10,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by John D. Carter, Trustee of the Carter 1996 Children's Trust fbo Christopher L. Carter.
- F2Shares are held by John D. Carter, Trustee of the Carter 1996 Children's Trust fbo Douglas M. Carter.
- F3Shares are held by John D. Carter, Trustee of the John D. Carter 2012 Trust fbo Douglas M. Carter.
- F4Shares are held by 2011 Carter Children's Trust, between John D. Carter and Linda L. Carter as Trustors and John D. Carter as Trustee dated December 14, 2011 fbo Courtney Carter Charney.
- F5Shares are held by 2011 Carter Children's Trust, between John D. Carter and Linda L. Carter as Trustors and John D. Carter as Trustee dated December 14, 2011 fbo Christopher L. Carter.
- F6Shares are held by John D. Carter, Trustee of the John D. Carter 2011 Trust.
- F7Shares are held by John D. Carter, Trustee of the John D. Carter 2012 Trust fbo Christopher L. Carter.
- F8Shares are held by John D. Carter, Trustee of the John D. Carter 2012 Trust fbo Courtney Carter Charney.
- F9Shares are held by 2011 Carter Children's Trust, between John D. Carter and Linda L. Carter as Trustors and John D. Carter as Trustee dated December 14, 2011 fbo Douglas M. Carter.