SEC Form 4/A · accession 0000912593-18-000082
SUN COMMUNITIES INC · SUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gary A Shiffman
Officer — Chairman & CEO · Director
Period of report
Feb 19, 2018
Accepted (ET)
Mar 28, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $0.01 PAR VALUEF1,F2 | Feb 19, 2018 | A | 100,000 | $0.00 | A | 1,442,789 | D | |
| COMMON STOCK, $0.01 PAR VALUEF3 | holding | — | — | — | 341,763 | I | Shares held by LLC | |
| COMMON STOCK, $0.01 PAR VALUEF4 | holding | — | — | — | 86,810 | I | Owned by irrevocable trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock. 40,000 of the shares are subject to time vesting and vest as follows: 8,000 shares vest on February 19, 2019; 8,000 shares vest on February 19, 2020; 8,000 shares vest on February 19, 2021; 8,000 shares vest on February 19, 2022; and 8,000 shares vest on February 19, 2023. 60,000 of the shares are subject to performance vesting based on certain market and financial performance criteria.
- F2This Form 4/A is being filed to correct the information in Footnote 1 of the Form 4 filed February 21, 2018.
- F3Owned by certain limited liability companies of which the reporting person is a member and a manager. The reporting person disclaims beneficial ownership, except to the extent of his pecuniary interest therein.
- F4Owned by irrevocable trust of which the reporting person is not a trustee.