SEC Form 4 · accession 0000912593-17-000068
SUN COMMUNITIES INC · SUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary A Shiffman
Officer — Chairman & CEO · Director
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON OPERATING PARTNERSHIP UNITSF1,F2 | $0.00 | Apr 27, 2017 | J | 394,141 | D | — | — | COMMON STOCK, $0.01 PAR VALUE | 394,141 | 0 | D |
| COMMON OPERATING PARTNERSHIP UNITSF1,F2 | $0.00 | Apr 27, 2017 | J | 40,287 | D | — | — | COMMON STOCK, $0.01 PAR VALUE | 40,287 | 0 | I |
| COMMON OPERATING PARTNERSHIP UNITSF2 | $0.00 | Apr 27, 2017 | J | 434,428 | A | — | — | COMMON STOCK, $0.01 PAR VALUE | 434,428 | 576,222 | I |
Explanation of responses
- F1The reporting person assigned, for no consideration, these securities to a limited liability company of which the reporting person is a member and a manager.
- F2The Common Operating Partnership Units of Sun Communities Operating Limited Partnership are convertible into common stock at any time on a one-for-one basis and have no expiration date.