SEC Form 4 · accession 0000912593-17-000035
SUN COMMUNITIES INC · SUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Bandini McLaren
Officer — Pres & COO
Period of report
Jan 3, 2017
Accepted (ET)
Mar 15, 2017 · 10:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $0.01 PAR VALUE | Jan 3, 2017 | F | 2,045 | $0.00 | D | 140,695 | D | |
| COMMON STOCK, $0.01 PAR VALUE | Feb 15, 2017 | F | 1,698 | $0.00 | D | 138,997 | D | |
| COMMON STOCK, $0.01 PAR VALUE | Feb 21, 2017 | F | 1,698 | $0.00 | D | 137,299 | D | |
| COMMON STOCK, $0.01 PAR VALUEF1 | Mar 14, 2017 | A | 25,000 | $0.00 | A | 162,299 | D | |
| COMMON STOCK, $0.01 PAR VALUE | holding | — | — | — | 973 | I | Shares held by 401(k) Plan | |
| COMMON STOCK, $0.01 PAR VALUE | holding | — | — | — | 10 | I | Shares held in IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock. 12,500 of the shares are subject to time vesting and vest as follows: 2,500 shares vest on March 14, 2020; 3,750 shares vest on March 14, 2021; 4,375 shares vest on March 14, 2022; 1,250 shares vest on March 14, 2023; and 625 shares vest on March 14, 2024. 12,500 of the shares are subject to performance vesting based on certain market and financial performance criteria.