SEC Form 4 · accession 0000912593-16-000220
SUN COMMUNITIES INC · SUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie W Bergeron
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Nov 14, 2016 | M | 1,500 | $29.91 | A | 17,500 | D | |
| Common Stock, $0.01 par value | Nov 14, 2016 | F | 615 | $72.90 | D | 16,885 | D | |
| Common Stock, $0.01 par value | Nov 14, 2016 | M | 1,500 | $17.20 | A | 18,385 | D | |
| Common Stock, $0.01 par value | Nov 14, 2016 | F | 353 | $72.90 | D | 18,032 | D | |
| Common Stock, $0.01 par value | Nov 14, 2016 | M | 1,500 | $14.95 | A | 19,532 | D | |
| Common Stock, $0.01 par value | Nov 14, 2016 | F | 307 | $72.90 | D | 19,225 | D | |
| Common Stock, $0.01 par value | Nov 14, 2016 | M | 1,500 | $29.54 | A | 20,725 | D | |
| Common Stock, $0.01 par value | Nov 14, 2016 | F | 607 | $72.90 | D | 20,118 | D | |
| Common Stock, $0.01 par value | Nov 14, 2016 | M | 1,500 | $37.35 | A | 21,618 | D | |
| Common Stock, $0.01 par value | Nov 14, 2016 | F | 768 | $72.90 | D | 20,850 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $29.91 | Nov 14, 2016 | M | 1,500 | D | — | May 23, 2017 | Common Stock | 1,500 | 0 | D |
| Stock option (right to buy)F2 | $17.20 | Nov 14, 2016 | M | 1,500 | D | — | Jul 30, 2018 | Common Stock | 1,500 | 0 | D |
| Stock option (right to buy)F3 | $14.95 | Nov 14, 2016 | M | 1,500 | D | — | Jul 29, 2019 | Common Stock | 1,500 | 0 | D |
| Stock option (right to buy)F4 | $29.54 | Nov 14, 2016 | M | 1,500 | D | — | Jul 28, 2020 | Common Stock | 1,500 | 0 | D |
| Stock option (right to buy)F5 | $37.35 | Nov 14, 2016 | M | 1,500 | D | — | Jul 27, 2021 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1Option to purchase 1,500 shares of common stock vested in equal annual installments beginning 5/23/2008.
- F2Option to purchase 1,500 shares of common stock vested in equal annual installments beginning 7/18/2009.
- F3Option to purchase 1,500 shares of common stock vested in equal annual installments beginning 7/29/2010.
- F4Option to purchase 1,500 shares of common stock vested in equal annual installments beginning 7/28/2011.
- F5Option to purchase 1,500 shares of common stock vested in equal annual installments beginning 7/27/2012.