SEC Form 4 · accession 0000912593-15-000096
SUN COMMUNITIES INC · SUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall K Rowe
Director
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A-4 Preferred Stock, $0.01 par valueF1,F2 | $56.25 | Aug 10, 2015 | D | 128,405 | D | — | — | Common Stock, $0.01 par value | 57,068 | 0 | D |
| Series A-4 Preferred Stock, $0.01 par valueF1,F3,F2 | $56.25 | Aug 10, 2015 | D | 13,094 | D | — | — | Common Stock, $0.01 par value | 5,819 | 0 | I |
| Series A-4 Preferred Stock, $0.01 par valueF1,F4,F2 | $56.25 | Aug 10, 2015 | D | 4,233 | D | — | — | Common Stock, $0.01 par value | 1,881 | 0 | I |
| Series A-4 Preferred Stock, $0.01 par valueF1,F5,F2 | $56.25 | Aug 10, 2015 | D | 10,893 | D | — | — | Common Stock, $0.01 par value | 4,841 | 0 | I |
| Option (right to sell)F6 | $31.08 | Aug 10, 2015 | M | 128,405 | D | Jul 29, 2015 | Aug 10, 2015 | Series A-4 Preferred Stock, $ 0.01 par value | 128,405 | 0 | D |
| Option (right to sell)F6,F3 | $31.08 | Aug 10, 2015 | M | 13,094 | D | Jul 29, 2015 | Aug 10, 2015 | Series A-4 Preferred Stock, $ 0.01 par value | 13,094 | 0 | I |
| Option (right to sell)F6,F4 | $31.08 | Aug 10, 2015 | M | 4,233 | D | Jul 29, 2015 | Aug 10, 2015 | Series A-4 Preferred Stock, $ 0.01 par value | 4,233 | 0 | I |
| Option (right to sell)F6,F5 | $31.08 | Aug 10, 2015 | M | 10,893 | D | Jul 29, 2015 | Aug 10, 2015 | Series A-4 Preferred Stock, $ 0.01 par value | 10,893 | 0 | I |
Explanation of responses
- F1Represents the sale of Series A-4 Preferred Stock to Sun Communities, Inc. at a price of $31.08 per share pursuant to the excercise of the right to sell Series A-4 Preferred Stock.
- F2The Series A-4 Preferred Stock is convertible at any time, at the holder's election and has no expiration date.
- F3Held by a trust of which reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F4Held by limited liability company of which the reporting person is the manager and a member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F5Held by Green Courte Partners, LLC, which is owned by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F6Represents the right to sell Series A-4 Preferred Stock to Sun Communities, Inc. at a price of $31.08 per share.