SEC Form 4 · accession 0000899243-15-002027
SUN COMMUNITIES INC · SUI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Goldman
Director
Period of report
Jul 29, 2015
Accepted (ET)
Jul 31, 2015 · 8:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912593
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A-4 Preferred Stock, $0.01 par valueF1,F2 | $56.25 | Jul 29, 2015 | J | 22,577 | A | — | — | Common Stock $0.01 par value | 10,034 | 22,577 | D |
| Option (right to sell)F3 | $31.08 | Jul 29, 2015 | A | 22,577 | A | Jul 29, 2015 | Aug 10, 2015 | Series A-4 Preferred Stock, $0.01 par value | 22,577 | 22,577 | D |
Explanation of responses
- F1Represents the receipt of Series A-4 Preferred Shares by virtue of a pro rata distribution from GCP Fund II Ancillary Holding, LLC to its members for no additional consideration.
- F2The Series A-4 Preferred Stock is convertible at any time, at the holder's election and has no expiration date.
- F3Represents the right to sell Series A-4 Preferred Shares to Sun Communities, Inc. at a price of $31.08 per share.