SEC Form 4 · accession 0001562180-18-001311
GIBRALTAR INDUSTRIES, INC. · ROCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey J. Watorek
Officer — VP, Treasurer, Secretary
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 2:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912562
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2018 | A | 1,000 | $22.16 | A | 3,632 | D | |
| Common StockF2 | Feb 26, 2018 | D | 1,000 | $35.35 | D | 2,632 | D | |
| Common Stock (401k) | holding | — | — | — | 334 | I | 401k | |
| Discretionary RSU (Feb 2016) | holding | — | — | — | 1,200 | D | ||
| Discretionary RSU (May 2017) | holding | — | — | — | 2,000 | D | ||
| Performance Stock Units (April 2017) | holding | — | — | — | 627 | D | ||
| RSU (LTIP 4/3/2017) | holding | — | — | — | 506 | D | ||
| RSU (LTIP 9/4/2014) | holding | — | — | — | 299 | D | ||
| RSU (LTIP 9/4/2015) | holding | — | — | — | 618 | D | ||
| RSU (LTIP 9/6/2016) | holding | — | — | — | 426 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (September 2008)F3,F4 | $22.16 | Feb 26, 2018 | D | 1,000 | D | — | Sep 9, 2018 | Common Stock | 1,000 | 0 | D |
| Option (September 2009)F4 | $13.72 | holding | — | — | — | — | Sep 14, 2019 | Common Stock | 2,000 | 2,000 | D |
| Option (September 2010)F4 | $8.90 | holding | — | — | — | — | Sep 13, 2020 | Common Stock | 2,000 | 2,000 | D |
| Option (September 2011)F4 | $9.74 | holding | — | — | — | — | Sep 13, 2021 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Represents acquisition of shares of common stock acquired in connection with Reporting Person's exercise of management stock options.
- F2Represents disposition of shares of common stock acquired in connection with Reporting Person's exercise of management stock options.
- F3Represents the exercise of management stock options.
- F4Twenty-five percent (25%) of the total number of options granted vest and become exercisable on each anniversary grant date.