SEC Form 4 · accession 0001225208-15-019941
CYTEC INDUSTRIES INC/DE/ · CYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane D Fleming
Officer — Chairman,President & CEO · Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2015 | M | 20,000 | $11.225 | A | 54,544 | D | |
| Common StockF1 | Oct 26, 2015 | S | 20,000 | $74.2865 | D | 34,544 | D | |
| Common Stock | Oct 27, 2015 | M | 20,000 | $11.225 | A | 54,544 | D | |
| Common StockF2 | Oct 27, 2015 | S | 20,000 | $74.0605 | D | 34,544 | D | |
| Common Stock | Oct 28, 2015 | M | 10,000 | $11.225 | A | 44,544 | D | |
| Common Stock | Oct 28, 2015 | S | 10,000 | $74.00 | D | 34,544 | D | |
| Common StockF3 | holding | — | — | — | 51,097 | I | Savings Plan | |
| Common StockF3 | holding | — | — | — | 49,408 | I | Supplemental Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to buyF4 | $11.225 | Oct 26, 2015 | M | 20,000 | D | — | Jan 28, 2019 | Common Stock | 20,000 | 120,000 | D |
| Option Right to buyF4 | $11.225 | Oct 27, 2015 | M | 20,000 | D | — | Jan 28, 2019 | Common Stock | 20,000 | 100,000 | D |
| Option Right to buyF4 | $11.225 | Oct 28, 2015 | M | 10,000 | D | — | Jan 28, 2019 | Common Stock | 10,000 | 90,000 | D |
Explanation of responses
- F1The sales price ranged from $74.25 to $74.36 with a weighted average of $74.2865. The undersigned reporting person hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The sales price ranged from $74.01 to $74.11 with a weighted average of $74.0605. The undersigned reporting person hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Excludes shares held in Employees' Savings Plan or Supplemental Plan which are eligible for deferred reporting on Form 5, as per note to instruction 4(a)(i).
- F4Exercisable in one-third installments on each of the first three anniversaries of the date of grant, which was 01/28/2009.