SEC Form 4 · accession 0001225208-15-002170
CYTEC INDUSTRIES INC/DE/ · CYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Jeffery Fitzgerald
Officer — Treasurer
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,430 | D | ||
| Common StockF2,F3 | holding | — | — | — | 12,619 | I | Savings Plan | |
| Common StockF4,F3 | holding | — | — | — | 634 | I | Supplemental Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Right to buyF5,F6 | $44.54 | Jan 26, 2015 | A | 5,924 | A | — | Jan 25, 2025 | Common Stock | 5,924 | 5,924 | D |
| Restricted Stock UnitF7,F8 | $0.00 | Jan 26, 2015 | A | 662 | A | Jan 26, 2018 | — | Common Stock | 662 | 662 | D |
Explanation of responses
- F1520 shares are beneficially owned by Mr. Fitzgerald 's ex-spouse.
- F2Includes approximately 3,475 shares beneficially owned by Mr. Fitzgerald 's ex-spouse.
- F3Excludes shares held in Employees' Savings Plan or Supplemental Plan which are eligible for deferred reporting on Form 5, as per note to instruction 4(a)(i).
- F4Includes approximately 311 shares beneficially owned by Mr. Fitzgerald 's ex-spouse.
- F5One-third of the options are beneficially owned by Mr. Fitzgerald' s ex-spouse.
- F6Exercisable in one-third installments on each of the first three anniversaries of the date of grant.
- F7One-third of the restricted stock units are beneficially owned by Mr. Fitzgerald' s ex-spouse.
- F8Unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into common stock on the 3rd anniversary of the grant date unless deferral is elected in which case the award (or portion thereof) converts into a deferred stock award.