SEC Form 4 · accession 0001644569-18-000002
GUESS INC · GES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amigo Victor Herrero
Officer — CEO and Director · Director
Period of report
Mar 30, 2018
Accepted (ET)
Apr 3, 2018 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 30, 2018 | A | 125,449 | $0.00 | A | 496,699 | D | |
| Common Stock | Mar 30, 2018 | F | 6,000 | $20.74 | D | 490,699 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant Issuer's employee equity plan upon achievement of previously established performance criteria.
- F2Includes 1,410 shares acquired March 29, 2018, under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c).