SEC Form 4 · accession 0001581973-18-000002
GUESS INC · GES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reddy Sandeep
Officer — CFO
Period of report
Mar 30, 2018
Accepted (ET)
Apr 3, 2018 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 30, 2018 | A | 20,628 | $0.00 | A | 84,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F3 | $20.74 | Mar 30, 2018 | A | 26,671 | A | — | Mar 30, 2028 | Common Stock | 26,671 | 26,671 | D |
Explanation of responses
- F1Acquired pursuant to Issuer's employee equity incentive plan.
- F2Includes 1,414 shares acquired March 29, 3018 under a tax-conditioned plan and not required to be reported pursuant to Rule 16b-3(c).
- F3The option vests in four equal installments on January 5th of each 2019, 2020, 2021 and 2022.