SEC Form 4 · accession 0001581973-17-000002
GUESS INC · GES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reddy Sandeep
Officer — CFO
Period of report
Mar 29, 2017
Accepted (ET)
Mar 31, 2017 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2017 | A | 14,075 | $0.00 | A | 65,880 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $11.22 | Mar 29, 2017 | A | 32,875 | A | — | Mar 29, 2027 | Common Stock | 32,875 | 32,875 | D |
Explanation of responses
- F1Acquired pursuant to Issuer's employee equity incentive plan.
- F2The option vests in four equal installments on January 5th of each 2018, 2019, 2020 and 2021.