SEC Form 4 · accession 0001345211-16-000006
GUESS INC · GES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Relich
Officer — COO
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2016 | A | 20,800 | $0.00 | A | 88,558 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $18.82 | Mar 30, 2016 | A | 36,550 | A | — | Mar 30, 2026 | Common Stock | 36,550 | 36,550 | D |
Explanation of responses
- F1Acquired pursuant to Issuer's employee equity incentive plan.
- F2The option vests in four equal installments on January 5th of each 2017, 2018, 2019 and 2020.