SEC Form 4 · accession 0001203645-15-000005
GUESS INC · GES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Chidoni
Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2015 | M | 15,000 | $18.065 | A | 166,772 | D | |
| Common Stock | Dec 16, 2015 | S | 15,000 | $20.48 | D | 151,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $18.065 | Dec 16, 2015 | M | 15,000 | D | — | Jan 3, 2016 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The stock option was scheduled to expire on January 3, 2016. The underlying shares were sold to pay the exercise price and related tax obligations.
- F2The option vested in four equal installments on each January 3 of 2007, 2008, 2009 and 2010.