SEC Form 4 · accession 0001203645-15-000001
GUESS INC · GES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Chidoni
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | M | 15,000 | $5.99 | A | 176,899 | D | |
| Common StockF1 | Jan 2, 2015 | S | 15,000 | $20.52 | D | 161,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $5.99 | Jan 2, 2015 | M | 15,000 | D | — | Jan 3, 2015 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1The reported price represents the weighted average price for shares sold in multiple transactions ranging from $20.38 to $20.68. The details of the amounts and prices will be provided to the Issuer, any shareholders of the Issuer or the SEC on request.
- F2The Option vested in four equal installments on each January 3 of 2006, 2007, 2008 and 2009.