SEC Form 4 · accession 0001173871-19-000002
GUESS INC · GES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Alberini
Officer — CEO and Director · Director
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912463
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2019 | A | 150,000 | $0.00 | A | 150,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $21.38 | Feb 20, 2019 | A | 600,000 | A | — | Feb 20, 2029 | Common Stock | 600,000 | 600,000 | D |
Explanation of responses
- F1Acquired pursuant to Issuer's employee equity incentive plan.
- F2The option vests in four equal installments on February 20 of each 2020, 2021, 2022 and 2023.