SEC Form 4 · accession 0001179110-17-001079
MACERICH CO · MAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E O'Hern
Officer — Senior EVP, Treasurer & CFO
Period of report
Dec 23, 2016
Accepted (ET)
Jan 19, 2017 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912242
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2016 | G | 1,500 | $0.00 | D | 55,077 | D | |
| Common StockF2,F3,F4 | Jan 17, 2017 | S | 5,000 | $70.00 | D | 50,077 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported were automatic pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2016.
- F2Includes 1,378 shares held in a joint account for the reporting person and his son.
- F3Excludes 4,387 shares held indirectly by the reporting person through the Company's 401(k) Plan.
- F4In addition, 4,147 shares are held by children who share the reporting person's household. The reporting person disclaims beneficial ownership of all shares held by his children and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or otherwise.