SEC Form 4 · accession 0001567619-18-001942

VIAVI SOLUTIONS INC. · VIAV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CFO

Period of report

Aug 28, 2018

Accepted (ET)

Aug 30, 2018 · 5:22 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000912093

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 28, 2018	M	20,460	$0.00	A	175,332	D
Common Stock	Aug 28, 2018	F	10,144	$11.48	D	165,188	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F3,F6	$0.00	Aug 28, 2018	A	70,000	A	—	—	Common Stock	70,000	70,000	D
Restricted Stock Unit^F4,F6	$0.00	Aug 28, 2018	A	70,000	A	—	—	Common Stock	70,000	70,000	D
Restricted Stock Unit^F5,F6	$0.00	Aug 28, 2018	A	30,000	A	—	—	Common Stock	30,000	30,000	D
Restricted Stock Unit^F6	$0.00	Aug 28, 2018	M	20,460	D	Aug 28, 2018	—	Common Stock	20,460	41,540	D

F1Each unit converts upon vesting into one share of common stock.
F2These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F31/3 of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.
F4See Exhibit 99.18A
F550% vesting on 1st anniversary of Grant Date and 25% vesting on 2nd & 3rd anniversary of Grant Date.
F6There are no expiration dates on RSUs.