SEC Form 4 · accession 0001140361-17-005894
VIAVI SOLUTIONS INC. · VIAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke M Scrivanich
Officer — SVP General Manager OSP
Period of report
Feb 10, 2017
Accepted (ET)
Feb 10, 2017 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | M | 39,563 | $3.28 | A | 58,501 | D | |
| Common Stock | Feb 8, 2017 | S | 39,563 | $10.00 | D | 18,938 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $3.28 | Feb 8, 2017 | M | 39,563 | D | Aug 15, 2012 | Aug 15, 2017 | Common Stock | 39,563 | 0 | D |
Explanation of responses
- F1Shares were sold pursuant to a rule 10b5-1 Stock Trading Plan.
- F2The option is 100% vested and exercisable on August 15, 2012.