SEC Form 4 · accession 0001140361-16-087323
VIAVI SOLUTIONS INC. · VIAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Masood Jabbar
Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 8:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2016 | A | 27,100 | $0.00 | A | 129,613 | D | |
| Common Stock | Nov 18, 2016 | M | 32,733 | $0.00 | A | 162,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F2 | $0.00 | Nov 18, 2016 | M | 32,733 | D | — | — | Common Stock | 32,733 | 0 | D |
Explanation of responses
- F1Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date.
- F2Each unit converts upon vesting into one share of common stock.
- F3All of the Shares subject to the Award shall vest on the one year anniversary of the Grant Date.