SEC Form 4 · accession 0001140361-16-087017
VIAVI SOLUTIONS INC. · VIAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Belluzzo
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 8:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2016 | M | 6,312 | $0.00 | A | 146,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Nov 14, 2016 | M | 6,312 | D | — | — | Common Stock | 6,312 | 0 | D |
Explanation of responses
- F1Each unit converts upon vesting into one share of common stock.
- F2All of the Shares subject to the Award shall vest on the one year anniversary of the Grant date.