SEC Form 4 · accession 0001140361-16-082533
VIAVI SOLUTIONS INC. · VIAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald A Colvin
Director
Period of report
Oct 10, 2016
Accepted (ET)
Oct 11, 2016 · 7:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 10, 2016 | M | 4,186 | $0.00 | A | 4,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.00 | Oct 10, 2016 | M | 4,186 | D | — | — | Common Stock | 4,186 | 0 | D |
Explanation of responses
- F1Each unit converts upon vesting into one share of common stock.
- F2The units subject to the Award shall fully vest one year from date of grant.