SEC Form 4 · accession 0001140361-16-078103
VIAVI SOLUTIONS INC. · VIAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke M Scrivanich
Officer — SVP General Manager OSP
Period of report
Aug 25, 2016
Accepted (ET)
Aug 29, 2016 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2016 | M | 26,555 | $0.00 | A | 35,493 | D | |
| Common Stock | Aug 25, 2016 | S | 16,555 | $7.73 | D | 18,938 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $1.99 | Aug 25, 2016 | M | 26,555 | D | Aug 1, 2015 | Feb 15, 2017 | Common Stock | 26,555 | 0 | D |