SEC Form 4 · accession 0001140361-16-077355
VIAVI SOLUTIONS INC. · VIAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Christopher Siebert
Officer — VP General Counsel & Secretary
Period of report
Aug 17, 2016
Accepted (ET)
Aug 19, 2016 · 8:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2016 | S | 2,558 | $7.764 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $0.00 | Aug 17, 2016 | A | 20,000 | A | — | — | Common Stock | 20,000 | 20,000 | D |
| Restricted Stock UnitF3,F1 | $0.00 | Aug 17, 2016 | A | 30,000 | A | — | — | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Each unit converts upon vesting into one share of common stock.
- F233% of the Units subject to the Award shall vest on the first anniversary of the grant date and the remaining shares vest quarterly in eight equal installments over the following two years.
- F3See Exhibit 99.17A.
- F4Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.