SEC Form 4 · accession 0001140361-16-053760
VIAVI SOLUTIONS INC. · VIAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oleg Khaykin
Officer — President & CEO
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912093
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $5.95 | Feb 15, 2016 | A | 1,180,257 | A | — | Feb 15, 2024 | Common Stock | 1,180,257 | 1,180,257 | D |
| Restricted Stock UnitF3,F2 | $0.00 | Feb 15, 2016 | A | 346,638 | A | — | — | Common Stock | 346,638 | 346,638 | D |
| Restricted Stock UnitF5,F2 | $0.00 | Feb 15, 2016 | A | 100,000 | A | — | — | Common Stock | 100,000 | 100,000 | D |
| Restricted Stock UnitF4,F2 | $0.00 | Feb 15, 2016 | A | 173,319 | A | — | — | Common Stock | 173,319 | 173,319 | D |
Explanation of responses
- F1The shares subject to the Option shall vest in equal amounts on each of the next four employment commencement anniversaries.
- F2Each unit converts upon vesting into one share of common stock.
- F3The units subject to the Award shall vest in equal amounts on the next four employment commencement anniversaries.
- F4See Exhibit 99.17
- F5The units subject to the Award shall vest as to 66.6% on the first anniversary of the employment commencement date and 16.7% after each of the first two period of three (3) months thereafter.