SEC Form 4 · accession 0001140361-15-035308
VIAVI SOLUTIONS INC. · VIAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amar Maletira
Officer — Executive VP and CFO
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912093
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $0.00 | Sep 15, 2015 | A | 190,909 | A | — | — | Common Stock | 190,909 | 190,909 | D |
| Restricted Stock UnitF3,F1 | $0.00 | Sep 15, 2015 | A | 286,364 | A | — | — | Common Stock | 286,364 | 286,364 | D |
Explanation of responses
- F1Each unit converts upon vesting into one share of common stock.
- F2The units subject to the Award shall vest in equal installments over 4 years.
- F3See Exhibit 99.16