SEC Form 4 · accession 0000912093-26-000088
VIAVI SOLUTIONS INC. · VIAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul McNab
Officer — EVP, Chief Mktg & Stgy Officer
Period of report
Sep 22, 2026
Accepted (ET)
Sep 23, 2026 · 3:37 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000912093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 22, 2026 | M | 19,318 | $0.00 | A | 44,957 | D | |
| Common Stock | Sep 22, 2026 | F | 9,829 | $36.40 | D | 35,128 | D | |
| Common Stock | Sep 22, 2026 | M | 28,108 | $0.00 | A | 63,236 | D | |
| Common Stock | Sep 22, 2026 | F | 14,302 | $36.40 | D | 48,934 | D | |
| Common Stock | Sep 22, 2026 | M | 22,188 | $0.00 | A | 71,122 | D | |
| Common Stock | Sep 22, 2026 | F | 11,290 | $36.40 | D | 59,832 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Stock UnitsF3,F4 | $0.00 | Sep 22, 2026 | M | 19,318 | D | — | — | Common Stock | 19,318 | 0 | D |
| Market Stock UnitsF5,F4 | $0.00 | Sep 22, 2026 | M | 28,108 | D | — | — | Common Stock | 28,108 | 18,739 | D |
| Market Stock UnitsF6,F4 | $0.00 | Sep 22, 2026 | M | 22,188 | D | — | — | Common Stock | 22,188 | 29,586 | D |
Explanation of responses
- F1Each stock unit converts upon vesting into one share of common stock.
- F2These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the market stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
- F3Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted on August 28, 2023 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
- F4There are no expiration dates on MSUs.
- F5Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted on August 28, 2024 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
- F6Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted on August 28, 2025 at 150.00% of target based on our total stockholder return during the performance periods as stated on the grant agreement.