SEC Form 4 · accession 0000912093-26-000062
VIAVI SOLUTIONS INC. · VIAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oleg Khaykin
Officer — President & CEO · Director
Period of report
Aug 28, 2026
Accepted (ET)
Aug 31, 2026 · 1:53 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000912093
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2026 | M | 110,606 | $0.00 | A | 1,299,404 | D | |
| Common StockF2 | Aug 28, 2026 | F | 47,395 | $36.54 | D | 1,252,009 | D | |
| Common StockF1 | Aug 28, 2026 | M | 126,984 | $0.00 | A | 1,378,993 | D | |
| Common StockF2 | Aug 28, 2026 | F | 54,413 | $36.54 | D | 1,324,580 | D | |
| Common StockF1 | Aug 28, 2026 | M | 105,194 | $0.00 | A | 1,429,774 | D | |
| Common StockF2 | Aug 28, 2026 | F | 45,076 | $35.64 | D | 1,384,698 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3,F4 | $0.00 | Aug 28, 2026 | M | 110,606 | D | — | — | Common Stock | 110,606 | 0 | D |
| Restricted Stock UnitF1,F3,F4 | $0.00 | Aug 28, 2026 | M | 126,984 | D | — | — | Common Stock | 126,984 | 126,984 | D |
| Restricted Stock UnitF1,F3,F4 | $0.00 | Aug 28, 2026 | M | 105,194 | D | — | — | Common Stock | 105,194 | 210,388 | D |
| Restricted Stock UnitsF3,F4 | $0.00 | Aug 28, 2026 | A | 92,963 | A | — | — | Common Stock | 92,963 | 92,963 | D |
| Market Stock UnitsF5,F6 | $0.00 | Aug 28, 2026 | A | 139,444 | A | — | — | Common Stock | 139,444 | 139,444 | D |
Explanation of responses
- F1Each stock unit converts upon vesting into one share of common stock.
- F2These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
- F3Units subject to the Award shall vest annually in three equal installments.
- F4There are no expiration dates on RSUs.
- F5See Exhibit 99 - FY27 MSU for vesting schedule and terms.
- F6There are no expiration dates on MSUs.