SEC Form 4 · accession 0001628280-15-008371
NATURAL HEALTH TRENDS CORP · NHTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George K Broady
Director · 10% Owner
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2015 | S | 28,000 | $51.88 | D | 2,880,423 | I | See footnote |
| Common StockF1 | Nov 4, 2015 | S | 4,841 | $53.07 | D | 2,875,582 | I | See footnote |
| Common StockF1 | Nov 5, 2015 | S | 61,210 | $51.16 | D | 2,814,372 | I | See footnote |
| Common StockF1 | holding | — | — | — | 599,057 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1It has come to the attention of the reporting person that prior filings have incorrectly disclosed the allocation of ownership of shares between George K. Broady, the George K. Broady 2012 Irrevocable Trust and another family trust. It is expected that appropriate correcting filings will be made in due course.