SEC Form 4 · accession 0001437749-15-009904
NATURAL HEALTH TRENDS CORP · NHTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George K Broady
Director · 10% Owner
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 2:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2015 | G | 20,000 | $0.00 | D | 618,313 | D | |
| Common Stock | May 11, 2015 | D | 43,932 | $26.48 | D | 574,381 | D | |
| Common Stock | May 13, 2015 | D | 12,027 | $27.95 | D | 562,354 | D | |
| Common StockF1 | holding | — | — | — | 3,182,954 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by the George K. Broady 2012 Irrevocable Trust (the "Trust"), of which Mr. Broady is the trustee and a beneficiary. It has come to the attention of the reporting person that prior filings have incorrectly disclosed the allocation of ownership of shares between George K. Broady and the Trust. It is expected that appropriate correcting filings will be made in due course.