SEC Form 4 · accession 0001437749-15-007190
NATURAL HEALTH TRENDS CORP · NHTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George K Broady
Director · 10% Owner
Period of report
Apr 8, 2015
Accepted (ET)
Apr 10, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 8, 2015 | X | 87,997 | $3.5043 | A | 663,295 | I | See footnote one |
| Common Stock | holding | — | — | — | 3,157,972 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1,F2 | $3.5043 | Apr 8, 2015 | X | 87,997 | D | — | Apr 21, 2015 | Common Stock | 87,997 | 0 | I |
Explanation of responses
- F1Warrant exercised and shares received by the George K. Broady 2012 Irrevocable Trust, of which Mr. Broady is the trustee and a beneficiary.
- F2Warrant is currently exercisable.