SEC Form 4/A · accession 0001104659-16-098912
NATURAL HEALTH TRENDS CORP · NHTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
George K Broady
Director
Period of report
Apr 15, 2015
Accepted (ET)
Feb 22, 2016 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 15, 2015 | G | 10,000 | $0.00 | D | 742,845 | D | |
| Common StockF2 | holding | — | — | — | 663,295 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The numbers of shares beneficially owned by the Reporting Person were amended and a transaction from April 15, 2015 was revised due to previous filings incorrectly disclosing the allocation of ownership of shares between George K. Broady, the George K. Broady 2012 Irrevocable Trust and another family trust.
- F2Through George K. Broady 2012 Irrevocable Trust, of which Mr. Broady is the trustee and a beneficiary.