SEC Form 4 · accession 0000912061-16-000016
NATURAL HEALTH TRENDS CORP · NHTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George K Broady
Director
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000912061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2016 | J | 599,057 | $30.26 | D | 1,071,963 | I | (1) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Broady transferred these shares to the George K. Broady 2012 Irrevocable Trust ("Trust"). Inasmuch as Mr. Broady is the trustee and a beneficiary of the Trust, beneficial ownership of the transferred shares did not change and the transaction was exempt from Section 16 under the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-13 thereunder.