SEC Form 4 · accession 0001437749-15-020401
Speed Commerce, Inc. · SPDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry J. Tuttle
Officer — CFO
Period of report
Nov 8, 2015
Accepted (ET)
Nov 10, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2015 | M | 9,706 | $0.17 | A | 58,488 | D | |
| Common Stock | Nov 8, 2015 | F | 3,170 | $0.17 | D | 55,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Nov 8, 2015 | M | 9,706 | A | Nov 8, 2015 | Nov 8, 2024 | Common Stock | 9,706 | 9,706 | D |
Explanation of responses
- F1Surrender to the Company of shares to cover the minimum statutory tax withholding obligations occasioned by the vesting of restricted stock units.
- F2Vesting of restricted stock unit granted pursuant to the Company's Amended and Restated 2004 Plan on November 8, 2014.