SEC Form 4 · accession 0001437749-15-016088
Speed Commerce, Inc. · SPDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Willis
Officer — President and CEO · Director
Period of report
Aug 14, 2015
Accepted (ET)
Aug 18, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911650
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2015 | M | 36,032 | $0.2056 | A | 733,021 | D | |
| Common Stock | Aug 14, 2015 | F | 11,765 | $0.2056 | D | 721,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Aug 14, 2015 | M | 36,032 | A | Aug 14, 2015 | Aug 14, 2024 | Common Stock | 36,032 | 36,032 | D |
Explanation of responses
- F1Surrender to the company of shares to cover the minimum statutory tax withholding obligations occasioned by the vesting of restricted stock units.
- F2Vesting of Restricted Stock Units granted pursuant to the Company's Amended and Restated 204 Plan on August 14, 2014.