SEC Form 4 · accession 0001209191-15-056171
STANDARD DIVERSIFIED INC. · SDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David M Wurzer
Director
Period of report
Nov 22, 2013
Accepted (ET)
Jun 25, 2015 · 12:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911649
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Jun 23, 2015 | A | 2,500 | — | A | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $1.25 | Nov 22, 2013 | A | 25,000 | A | Nov 22, 2013 | Nov 22, 2020 | Common | 25,000 | 25,000 | D |
| OptionF1,F2 | $1.24 | Jun 23, 2015 | A | 10,000 | A | — | Jun 23, 2022 | Common | 10,000 | 10,000 | D |
Explanation of responses
- F1Received as compensation for service on Board of Directors.
- F2This option vests in two equal annual installments, beginning on the first anniversary of the date of grant.