SEC Form 4 · accession 0001140361-18-038362
STANDARD DIVERSIFIED INC. · SDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F. Helms Jr.
Director
Period of report
Sep 10, 2018
Accepted (ET)
Sep 12, 2018 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911649
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01F1,F2 | Sep 10, 2018 | S | 5,000 | $16.15 | D | 241,084 | D | |
| Class A Common Stock, par value $0.01F1,F3 | Sep 11, 2018 | S | 5,000 | $16.45 | D | 236,084 | D | |
| Class A Common Stock, par value $0.01F1,F4 | Sep 12, 2018 | S | 5,000 | $16.47 | D | 231,084 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms.
- F2Represents the weighted average of a range of sale prices from $15.50 to $16.50. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average of a range of sale prices from $15.50 to $16.75. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average of a range of sale prices from $16.25 to $16.60. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.