SEC Form 4 · accession 0001140361-18-036758
STANDARD DIVERSIFIED INC. · SDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F. Helms Jr.
Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 21, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911649
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01F1,F2 | Aug 13, 2018 | S | 2,300 | $16.23 | D | 273,151 | D | |
| Class A Common Stock, par value $0.01F1,F3 | Aug 13, 2018 | S | 200 | $17.01 | D | 272,951 | D | |
| Class A Common Stock, par value $0.01F1,F4 | Aug 14, 2018 | S | 1,000 | $17.45 | D | 271,951 | D | |
| Class A Common Stock, par value $0.01F1,F5 | Aug 15, 2018 | S | 700 | $16.19 | D | 271,251 | D | |
| Class A Common Stock, par value $0.01F1,F6 | Aug 16, 2018 | S | 800 | $15.93 | D | 270,451 | D | |
| Class A Common Stock, par value $0.01F1,F7 | Aug 17, 2018 | S | 3,900 | $15.77 | D | 266,551 | D | |
| Class A Common Stock, par value $0.01F8 | Aug 17, 2018 | A | 2,097 | — | A | 268,648 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms.
- F2Represents the weighted average of a range of sale prices from $15.83 to $16.82. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average of a range of sale prices from $16.90 to $17.12. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average of a range of sale prices from $16.99 to $17.50. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average of a range of sale prices from $16.02 to $16.30. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F6Represents the weighted average of a range of sale prices from $15.91 to $15.96. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F7Represents the weighted average of a range of sale prices from $15.50 to $16.01. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
- F8Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant.