SEC Form 4 · accession 0000899243-15-010244
STANDARD DIVERSIFIED INC. · SDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Becker
Director
Period of report
Dec 18, 2015
Accepted (ET)
Dec 21, 2015 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911649
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Dec 18, 2015 | S | 307,855 | $1.00 | D | 0 | I | See footnotes |
| Common StockF2,F3 | Dec 18, 2015 | S | 434,489 | $1.00 | D | 0 | I | See footnotes |
| Common StockF4 | holding | — | — | — | 167,889 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents Common Stock of the Issuer directly held and sold by Northern Right Capital (QP), L.P. ("NRC QP").
- F2Represents Common Stock of the Issuer directly held and sold by Becker Drapkin Partners SLV, Ltd. ("BD SLV").
- F3Mr. Becker may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P. ("NRC Management") (of which Mr. Becker is a limited partner), and NRC Management is the general partner of, and investment manager for, NRC QP, and the investment manager of BD SLV. Mr. Becker disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
- F4These shares are directly held by Mr. Becker.