SEC Form 4 · accession 0001209191-15-009568
ASSOCIATED ESTATES REALTY CORP · AEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lou Fatica
Officer — Chief Financial Officer
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 6:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911635
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par valueF1 | Feb 2, 2015 | F | 2,497 | $24.55 | D | 221,267 | D | |
| Common Shares, without par valueF1 | Feb 3, 2015 | F | 1,165 | $24.71 | D | 220,102 | D | |
| Common Shares, without par value | Feb 3, 2015 | A | 10,557 | $0.00 | A | 230,659 | D | |
| Common Shares, without par valueF1 | Feb 4, 2015 | F | 2,012 | $24.66 | D | 228,647 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain shares of restricted stock.