SEC Form 4 · accession 0001209191-15-009565
ASSOCIATED ESTATES REALTY CORP · AEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Shannon
Officer — Sr. V.P., Operations
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 6:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911635
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par valueF1 | Feb 2, 2015 | F | 3,086 | $24.55 | D | 191,325 | D | |
| Common Shares, without par valueF1 | Feb 3, 2015 | F | 1,460 | $24.71 | D | 189,865 | D | |
| Common Shares, without par value | Feb 3, 2015 | A | 13,235 | $0.00 | A | 203,100 | D | |
| Common Shares, without par valueF1 | Feb 4, 2015 | F | 2,523 | $24.66 | D | 200,577 | D | |
| Common Shares, without par value | holding | — | — | — | 3,093 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain shares of restricted stock.