SEC Form 4 · accession 0001209191-15-009560
ASSOCIATED ESTATES REALTY CORP · AEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey I Friedman
Officer — Chairman, President & CEO · Director
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000911635
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, without par valueF1 | Feb 2, 2015 | F | 6,434 | $24.55 | D | 359,239 | D | |
| Common Shares, without par valueF1 | Feb 3, 2015 | F | 3,145 | $24.71 | D | 356,094 | D | |
| Common Shares, without par value | Feb 3, 2015 | A | 28,506 | $0.00 | A | 384,600 | D | |
| Common Shares, without par valueF1 | Feb 4, 2015 | F | 6,079 | $24.66 | D | 378,521 | D | |
| Common Shares, without par value | holding | — | — | — | 5,885 | I | Family Charitable Trust | |
| Common Shares, without par value | holding | — | — | — | 101,000 | I | By wife | |
| Common Shares, without par value | holding | — | — | — | 20,482 | I | 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain shares of restricted stock.