SEC Form 4 · accession 0000091142-18-000030
SMITH A O CORP · AOS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Smith
Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 7, 2018 · 10:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 5, 2018 | S | 2,600 | $62.7303 | D | 109,609 | D | |
| Common StockF1 | holding | — | — | — | 29,500 | I | In trust | |
| Common Stock | holding | — | — | — | 8,956 | I | Held by spouse. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3,F4 | $0.00 | Feb 6, 2018 | G | 490 | D | — | — | Common Stock | 490 | 234,327 | I |
| Class A Common StockF5,F3,F4 | $0.00 | holding | — | — | — | — | — | Common Stock | 0 | 3,676 | I |
Explanation of responses
- F1The reporting person beneficially owns the shares as settlor of a revocable family trust.
- F2Gift.
- F3Convertible at any time.
- F4None.
- F51 for 1.